- Risk Management
- Compliance Consultant
- Training and Coaching
- Process Improvement
- Data Protection
- Senior Managers Regime
- FCA Regulation;
- FCA Authorisation Applications
A seasoned professional with 20+ years’ experience in the financial services industry, I am a former Chief Compliance Officer and MLRO (CF10 and CF11) for a pension, wealth and asset management firms.
I have managed and completed a variety of projects from regulatory visits and executive interviews to compliance health-checks.
My key areas of expertise include risk management and governance and am experienced in designing and implementing processes and controls relating to all aspects of compliance and risk management.
GRC Matters Limited
Regulatory Consultant- Current
Clubs and Associations
Fellow of the International Compliance Association
Member of the Chartered Institute of Securities and Investments
Member of the Institute of Risk Management