01.11.2019

Senior Managers & Certification Regime

Senior Managers & Certification Regime

Are you ready for the Senior Managers & Certification Regime?  Do you understand how it affects you?

If you’d like to hear more get in contact with me.  I'm helping firms prepare for the new regime and train its staff to understand how it affects them.
FCA: Senior Managers & Certification Regime to replace Approved Persons Regime
  • Training
  • Senior Managers Regime
  • FCA Regulation;
  • Conduct Risk

A seasoned professional with 20+ years' experience in the financial services industry, I am a former Chief Compliance Officer and MLRO (CF10 and CF11) for a pension, wealth and asset management…

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